SFC Licences of LUI Lap Man 呂立文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Quam Securities Limited 華富建業證券有限公司 | RE | 2 | 02 April 2013 | 30 September 2020 |
Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 02 April 2013 | 30 September 2020 |
Hantec Futures Limited 亨達期貨有限公司 | RE | 2 | 09 September 2009 | 31 March 2013 |
Hantec Securities Co. Limited 亨達證券有限公司 | RE | 1 | 09 September 2009 | 31 March 2013 |
Chief Securities Limited 致富證券有限公司 | RE | 1 | 28 October 2005 | 01 September 2009 |
Chief Commodities Limited 致富期貨商品有限公司 | RE | 2 | 28 October 2005 | 01 September 2009 |
Chief Securities Limited 致富證券有限公司 | RE | 9 | 01 April 2003 | 16 August 2003 |
Chief Commodities Limited 致富期貨商品有限公司 | RE | 2 | 01 April 2003 | 16 August 2003 |
Chief Commodities Limited 致富期貨商品有限公司 | RE | 5 | 01 April 2003 | 16 August 2003 |
Chief Commodities Limited 致富期貨商品有限公司 | RE | 9 | 01 April 2003 | 16 August 2003 |
Chief Securities Limited 致富證券有限公司 | RE | 1 | 01 April 2003 | 16 August 2003 |
Chief Securities Limited 致富證券有限公司 | RE | 4 | 01 April 2003 | 16 August 2003 |
Chief Securities Limited 致富證券有限公司 | RE | 6 | 01 April 2003 | 16 August 2003 |
Chief Securities Limited 致富證券有限公司 | RE | 7 | 01 April 2003 | 21 July 2003 |