SFC Licences of WONG Suk Wun, Suzanna 黃淑媛

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HSBC Investment Funds (Hong Kong) Limited RE 9 08 October 2021 03 April 2023
HSBC Investment Funds (Hong Kong) Limited RE 4 08 October 2021 03 April 2023
HSBC Investment Funds (Hong Kong) Limited RE 1 08 October 2021 03 April 2023
HSBC Global Asset Management (Hong Kong) Limited RE 9 08 October 2021 03 April 2023
HSBC Global Asset Management (Hong Kong) Limited RE 4 08 October 2021 03 April 2023
HSBC Global Asset Management (Hong Kong) Limited RE 1 08 October 2021 03 April 2023
Vontobel (Hong Kong) Limited 瑞萬通博(香港)有限公司 RO 4 31 October 2018 10 November 2020
Vontobel (Hong Kong) Limited 瑞萬通博(香港)有限公司 RO 1 31 October 2018 10 November 2020
Vontobel (Hong Kong) Limited 瑞萬通博(香港)有限公司 RE 4 17 January 2017 31 October 2018
Vontobel (Hong Kong) Limited 瑞萬通博(香港)有限公司 RE 1 17 January 2017 31 October 2018
SYZ Asset Management (Asia) Limited 思泰資產管理(亞洲)有限公司 RO 4 18 July 2014 15 September 2016
SYZ Asset Management (Asia) Limited 思泰資產管理(亞洲)有限公司 RO 1 18 July 2014 15 September 2016
SYZ Asset Management (Asia) Limited 思泰資產管理(亞洲)有限公司 RE 4 15 July 2014 18 July 2014
SYZ Asset Management (Asia) Limited 思泰資產管理(亞洲)有限公司 RE 1 15 July 2014 18 July 2014
GAM Hong Kong Limited 環球投資(香港)有限公司 RE 4 05 October 2009 26 April 2014
GAM Hong Kong Limited 環球投資(香港)有限公司 RE 1 05 October 2009 26 April 2014
Julius Baer (Hong Kong) Limited RE 4 14 January 2008 01 October 2009
Julius Baer (Hong Kong) Limited RE 1 14 January 2008 01 October 2009
GAM Hong Kong Limited 環球投資(香港)有限公司 RE 1 01 December 2006 01 January 2008
Hang Seng Investment Management Limited 恒生投資管理有限公司 RE 4 01 April 2003 28 August 2006
Hang Seng Investment Management Limited 恒生投資管理有限公司 RE 9 01 April 2003 30 December 2003
Hang Seng Investment Management Limited 恒生投資管理有限公司 RE 6 01 April 2003 30 December 2003