SFC Licences of CONNOLLY Timothy Patrick
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 23 November 2007 | 12 December 2008 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RO | 1 | 08 February 2007 | 23 November 2007 |
Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 | RO | 1 | 05 September 2003 | 01 November 2007 |
Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 | RE | 1 | 01 April 2003 | 05 September 2003 |
Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 | RE | 6 | 01 April 2003 | 16 July 2003 |
Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 | RE | 4 | 01 April 2003 | 16 July 2003 |
Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 | RE | 9 | 01 April 2003 | 16 July 2003 |