SFC Licences of YIP Kai Sun, Sunny 葉啟燊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
BOCI Asia Limited 中銀國際亞洲有限公司	RE	1	13 January 2021
BOCI Securities Limited 中銀國際證券有限公司	RE	1	13 January 2021
BOCI Asia Limited 中銀國際亞洲有限公司	RO	6	06 May 2019
BOCI Asia Limited 中銀國際亞洲有限公司	RE	6	24 January 2019	06 May 2019
China Industrial Securities International Capital Limited 興證國際融資有限公司	RO	6	26 July 2016	31 December 2018
China Industrial Securities International Capital Limited 興證國際融資有限公司	RO	1	26 July 2016	31 December 2018
China Industrial Securities International Capital Limited 興證國際融資有限公司	RE	6	29 April 2016	26 July 2016
China Industrial Securities International Capital Limited 興證國際融資有限公司	RE	1	29 April 2016	26 July 2016
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司	RE	1	17 September 2014	14 April 2016
Essence Corporate Finance (Hong Kong) Limited 安信融資(香港)有限公司	RO	6	25 October 2013	14 April 2016
Essence Corporate Finance (Hong Kong) Limited 安信融資(香港)有限公司	RE	6	11 July 2013	25 October 2013
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司	RO	6	09 December 2011	22 August 2012
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司	RE	1	27 October 2011	22 August 2012
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司	RE	6	27 October 2011	09 December 2011
Kingsway Capital Limited 滙富融資有限公司	RO	6	29 March 2011	21 October 2011
Kingsway Financial Services Group Limited 滙富金融服務有限公司	RE	1	20 December 2010	21 October 2011
Kingsway Capital Limited 滙富融資有限公司	RE	1	20 December 2010	21 October 2011
Kingsway Financial Services Group Limited 滙富金融服務有限公司	RE	6	20 December 2010	30 June 2011
Kingsway Capital Limited 滙富融資有限公司	RE	6	20 December 2010	29 March 2011
CCB International Capital Limited 建銀國際金融有限公司	RE	6	08 November 2010	01 December 2010
CCB International Capital Limited 建銀國際金融有限公司	RE	1	08 November 2010	01 December 2010
ABCI Securities Company Limited 農銀國際證券有限公司	RO	6	24 January 2008	15 September 2010
ABCI Securities Company Limited 農銀國際證券有限公司	RE	1	16 May 2007	15 September 2010
ABCI Securities Company Limited 農銀國際證券有限公司	RE	6	16 May 2007	24 January 2008
Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司	RE	1	03 February 2005	01 May 2007
Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司	RE	6	01 April 2003	01 May 2007
Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司	RE	4	01 April 2003	27 January 2004
Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司	RE	9	01 April 2003	27 January 2004