SFC Licences of LEE David
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RO | 2 | 26 November 2010 | 17 March 2017 |
| Merrill Lynch (Asia Pacific) Limited | RO | 1 | 13 July 2010 | 17 March 2017 |
| Merrill Lynch Futures (Hong Kong) Limited | RO | 2 | 13 July 2010 | 31 December 2010 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 25 May 2009 | 13 July 2010 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 25 May 2009 | 13 July 2010 |
| Merrill Lynch Futures (Hong Kong) Limited | RO | 2 | 04 November 2008 | 04 May 2009 |
| Merrill Lynch (Asia Pacific) Limited | RO | 1 | 04 November 2008 | 04 May 2009 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 25 July 2008 | 04 November 2008 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 25 July 2008 | 04 November 2008 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 02 October 2007 | 23 June 2008 |