SFC Licences of LUI Kam Fai 呂金輝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
I Win Asset Management Limited 一盈資產管理有限公司 | RE | 9 | 31 August 2021 | |
I Win Asset Management Limited 一盈資產管理有限公司 | RE | 4 | 31 August 2021 | |
I Win Securities Limited 一盈證券有限公司 | RO | 1 | 02 June 2021 | |
Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 | RO | 1 | 30 August 2013 | 17 December 2020 |
Taiping Capital Limited 太平融資有限公司 | RE | 6 | 16 July 2013 | 28 August 2013 |
Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 | RE | 1 | 01 April 2003 | 30 August 2013 |
Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 | RE | 7 | 01 April 2003 | 22 August 2003 |
Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 | RE | 9 | 01 April 2003 | 11 June 2003 |
Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 | RE | 4 | 01 April 2003 | 11 June 2003 |
Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 | RE | 6 | 01 April 2003 | 11 June 2003 |