SFC Licences of YAU Fai San 邱飛珊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Wanthorpe Asset Management Limited 第一宏豐資產管理有限公司 RO 9 17 September 2007 23 January 2015
GT Asset Management Limited 國際金融社資產管理有限公司 RO 9 27 July 2007 28 March 2013
GT Asset Management Limited 國際金融社資產管理有限公司 RO 4 27 July 2007 28 March 2013
Tribridge Investment Partners Limited RE 9 26 November 2003 11 June 2005
Tribridge Investment Partners Limited RE 4 26 November 2003 11 June 2005
Kingsway-HIA Investment Products Limited RE 4 01 April 2003 29 May 2003
Kingsway Unit Trust Managers Limited 滙富信託基金管理有限公司 RE 9 01 April 2003 29 May 2003
Kingsway Unit Trust Managers Limited 滙富信託基金管理有限公司 RE 6 01 April 2003 29 May 2003
Kingsway Unit Trust Managers Limited 滙富信託基金管理有限公司 RE 4 01 April 2003 29 May 2003
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 9 01 April 2003 29 May 2003
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 6 01 April 2003 29 May 2003
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 4 01 April 2003 29 May 2003