SFC Licences of TOH Phooi Fung

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
General Enterprise Management Services (HK) Limited 湛思投資管理(香港)有限公司 RE 4 04 March 2010 01 June 2015
ARF Investment Management (HK) Limited RE 4 18 June 2009 31 December 2010
Macquarie Corporate (Hong Kong) Limited RE 6 30 July 2008 31 March 2009
Macquarie Capital Limited 麥格理資本股份有限公司 RE 6 30 July 2008 31 March 2009
Macquarie Capital Limited 麥格理資本股份有限公司 RE 1 16 June 2008 24 December 2009
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 4 01 April 2003 18 February 2008
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 01 April 2003 18 February 2008
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 9 01 April 2003 13 October 2004
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 6 01 April 2003 13 October 2004