SFC Licences of TOH Phooi Fung
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
General Enterprise Management Services (HK) Limited 湛思投資管理(香港)有限公司 | RE | 4 | 04 March 2010 | 01 June 2015 |
ARF Investment Management (HK) Limited | RE | 4 | 18 June 2009 | 31 December 2010 |
Macquarie Corporate (Hong Kong) Limited | RE | 6 | 30 July 2008 | 31 March 2009 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 30 July 2008 | 31 March 2009 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 16 June 2008 | 24 December 2009 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 01 April 2003 | 18 February 2008 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 01 April 2003 | 18 February 2008 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 9 | 01 April 2003 | 13 October 2004 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 6 | 01 April 2003 | 13 October 2004 |