SFC Licences of CHAN Kit Sum, May 陳潔心
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 18 July 2008 | 23 July 2012 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 18 July 2008 | 23 July 2012 |
Altus Capital Limited 浩德融資有限公司 | RE | 6 | 25 August 2003 | 16 February 2005 |
Ceres Capital Limited 昱豐融資有限公司 | RE | 6 | 01 April 2003 | 20 August 2003 |