SFC Licences of CHEN Fan 陳凡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 | RE | 9 | 25 October 2022 | 29 January 2023 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 | RE | 4 | 25 October 2022 | 29 January 2023 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 | RE | 1 | 25 October 2022 | 29 January 2023 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 10 October 2006 | 15 January 2013 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 10 October 2006 | 15 January 2013 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 6 | 06 September 2006 | 15 January 2013 |
| Haitong International Capital Limited 海通國際資本有限公司 | RE | 6 | 01 April 2003 | 01 September 2006 |
| Haitong International Capital Limited 海通國際資本有限公司 | RE | 4 | 01 April 2003 | 08 January 2004 |