SFC Licences of CHENG Chor Ki 鄭礎祺
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Valuable Capital Limited 華盛資本証券有限公司 | RE | 1 | 10 August 2022 | |
Huarong International Securities Limited 華融國際證券有限公司 | RE | 1 | 19 August 2014 | 22 July 2022 |
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 24 June 2003 | 18 August 2014 |
Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 | RE | 4 | 24 June 2003 | 14 March 2005 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 9 | 01 April 2003 | 04 June 2003 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 7 | 01 April 2003 | 04 June 2003 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 6 | 01 April 2003 | 04 June 2003 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 01 April 2003 | 04 June 2003 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 4 | 01 April 2003 | 04 June 2003 |