SFC Licences of SZETO Yau Hung 司徒幼雄

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
orientiert XYZ Securities Limited RE 4 31 March 2006 10 October 2006
orientiert XYZ Securities Limited RE 4 29 August 2005 20 February 2006
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 RE 4 15 April 2005 08 June 2005
Prudential Assurance Company Limited, The 英國保誠保險有限公司 RE 4 26 November 2004 31 March 2005
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RE 9 01 April 2003 11 June 2003
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RE 5 01 April 2003 11 June 2003
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RE 2 01 April 2003 11 June 2003