SFC Licences of SZETO Yau Hung 司徒幼雄
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
orientiert XYZ Securities Limited | RE | 4 | 31 March 2006 | 10 October 2006 |
orientiert XYZ Securities Limited | RE | 4 | 29 August 2005 | 20 February 2006 |
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 | RE | 4 | 15 April 2005 | 08 June 2005 |
Prudential Assurance Company Limited, The 英國保誠保險有限公司 | RE | 4 | 26 November 2004 | 31 March 2005 |
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 9 | 01 April 2003 | 11 June 2003 |
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 5 | 01 April 2003 | 11 June 2003 |
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 01 April 2003 | 11 June 2003 |