SFC Licences of AN Liyan 安麗艷

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
ICBC International Capital Limited 工銀國際融資有限公司 RO 4 11 May 2018 29 September 2021
ICBC International Asset Management Limited 工銀國際資產管理有限公司 RO 9 20 February 2018 29 September 2021
ICBC International Asset Management Limited 工銀國際資產管理有限公司 RO 4 20 February 2018 29 September 2021
ICBC International Asset Management Limited 工銀國際資產管理有限公司 RO 1 20 February 2018 29 September 2021
ICBC International Fund Management Limited 工銀國際基金管理有限公司 RO 9 20 February 2018 29 September 2021
ICBC International Fund Management Limited 工銀國際基金管理有限公司 RO 4 20 February 2018 29 September 2021
ICBC International Fund Management Limited 工銀國際基金管理有限公司 RO 1 20 February 2018 29 September 2021
ICBC International Research Limited 工銀國際證券研究有限公司 RO 4 20 February 2018 29 September 2021
ICBC International Futures Limited 工銀國際期貨有限公司 RO 2 20 February 2018 29 September 2021
ICBC International Securities Limited 工銀國際證券有限公司 RO 4 20 February 2018 29 September 2021
ICBC International Securities Limited 工銀國際證券有限公司 RO 1 20 February 2018 29 September 2021
ICBC International Capital Limited 工銀國際融資有限公司 RO 6 20 February 2018 29 September 2021
ICBC International Capital Limited 工銀國際融資有限公司 RO 1 20 February 2018 29 September 2021
ICBC International Securities Limited 工銀國際證券有限公司 RO 2 20 February 2018 14 August 2019