SFC Licences of YATES Jason

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司	RO	4	26 January 2022
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司	RO	1	26 January 2022
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司	RE	4	04 August 2021	26 January 2022
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司	RE	1	04 August 2021	26 January 2022
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司	RE	2	04 August 2021
Morgan Stanley Hong Kong Securities Limited	RO	7	04 January 2017	11 December 2020
Morgan Stanley Hong Kong Securities Limited	RO	2	04 January 2017	11 December 2020
Morgan Stanley Hong Kong Securities Limited	RO	1	04 January 2017	11 December 2020
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RO	1	04 January 2017	11 December 2020
Morgan Stanley Hong Kong Securities Limited	RE	7	24 July 2013	04 January 2017
Morgan Stanley Hong Kong Securities Limited	RE	2	06 December 2010	04 January 2017
Morgan Stanley Hong Kong Securities Limited	RE	1	30 June 2005	04 January 2017
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	1	01 April 2003	04 January 2017
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	7	01 April 2003	24 July 2013
Morgan Stanley Hong Kong Futures Limited	RE	2	01 April 2003	06 December 2010
Morgan Stanley Hong Kong Futures Limited	RE	7	01 April 2003	06 December 2010
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	4	01 April 2003	11 February 2004
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	6	01 April 2003	11 February 2004