SFC Licences of YATES Jason

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RO 4 26 January 2022
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RO 1 26 January 2022
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 2 04 August 2021
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 4 04 August 2021 26 January 2022
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 04 August 2021 26 January 2022
Morgan Stanley Hong Kong Securities Limited RO 7 04 January 2017 11 December 2020
Morgan Stanley Hong Kong Securities Limited RO 2 04 January 2017 11 December 2020
Morgan Stanley Hong Kong Securities Limited RO 1 04 January 2017 11 December 2020
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RO 1 04 January 2017 11 December 2020
Morgan Stanley Hong Kong Securities Limited RE 7 24 July 2013 04 January 2017
Morgan Stanley Hong Kong Securities Limited RE 2 06 December 2010 04 January 2017
Morgan Stanley Hong Kong Securities Limited RE 1 30 June 2005 04 January 2017
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 01 April 2003 04 January 2017
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 7 01 April 2003 24 July 2013
Morgan Stanley Hong Kong Futures Limited RE 2 01 April 2003 06 December 2010
Morgan Stanley Hong Kong Futures Limited RE 7 01 April 2003 06 December 2010
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 4 01 April 2003 11 February 2004
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 6 01 April 2003 11 February 2004