SFC Licences of CHAN Chi Kong, Kelvin 陳志江
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| DBS Bank (Hong Kong) Limited 星展銀行(香港)有限公司 | 4 | 30 October 2020 | ||
| DBS Bank (Hong Kong) Limited 星展銀行(香港)有限公司 | 1 | 30 October 2020 | ||
| DBS Bank Ltd. | 4 | 30 October 2020 | ||
| DBS Bank Ltd. | 1 | 30 October 2020 | ||
| NF Trinity Capital (Hong Kong) Limited | RO | 1 | 21 July 2017 | 07 February 2019 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 07 July 2014 | 02 December 2016 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 25 February 2011 | 18 April 2014 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 1 | 25 February 2011 | 18 April 2014 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 06 July 2009 | 18 April 2014 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 01 April 2003 | 05 May 2009 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 01 April 2003 | 11 February 2004 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 01 April 2003 | 11 February 2004 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 01 April 2003 | 11 February 2004 |