SFC Licences of LUO Liuyi 羅柳怡

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Righteous Capital Limited 正平資本有限公司	RO	4	06 December 2017
Righteous Capital Limited 正平資本有限公司	RO	1	06 December 2017
Righteous Capital Limited 正平資本有限公司	RO	9	22 September 2016
China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司	RO	9	01 August 2011	16 October 2013
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司	RO	4	01 August 2011	16 October 2013
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司	RO	1	18 January 2010	16 October 2013
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司	RE	1	29 September 2009	18 January 2010
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	1	01 April 2003	25 April 2009
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司	RE	2	01 April 2003	25 April 2009
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司	RE	5	01 April 2003	12 October 2004
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司	RE	9	01 April 2003	12 October 2004
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	4	01 April 2003	12 October 2004
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	6	01 April 2003	12 October 2004
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	9	01 April 2003	12 October 2004