SFC Licences of LAU Yau Wai, Jimmy 劉有為
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 28 August 2020 | |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 4 | 20 December 2019 | |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 20 December 2019 | |
| Mount Logan Capital Limited 洛根資本有限公司 | RE | 4 | 10 January 2017 | 08 October 2019 |
| Tung Tai Securities Company Limited 東泰證券有限公司 | RE | 4 | 26 August 2016 | 28 October 2016 |
| Tung Tai Securities Company Limited 東泰證券有限公司 | RE | 1 | 26 August 2016 | 28 October 2016 |