SFC Licences of TAN Cheong Soon
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch Futures (Hong Kong) Limited | RO | 2 | 02 November 2004 | 04 August 2007 |
Merrill Lynch Far East Limited | RO | 1 | 02 November 2004 | 04 August 2007 |
Merrill Lynch (Asia Pacific) Limited | RO | 1 | 01 April 2003 | 04 August 2007 |
Merrill Lynch (Asia Pacific) Limited | RO | 7 | 01 April 2003 | 17 August 2004 |