SFC Licences of CHAN Wing Yee, Agatha 陳詠怡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 | RE | 4 | 24 April 2012 | 02 August 2012 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 | RE | 1 | 24 April 2012 | 02 August 2012 |
| Nomura Futures (Hong Kong) Limited | RE | 2 | 06 May 2003 | 16 August 2004 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 06 May 2003 | 16 August 2004 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 06 May 2003 | 16 August 2004 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 02 May 2003 | 06 November 2003 |