SFC Licences of CHAN Mong Har

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
MF Global Hong Kong Limited 明富環球香港有限公司 RE 4 01 December 2010 18 November 2011
MF Global Hong Kong Limited 明富環球香港有限公司 RE 1 01 December 2010 18 November 2011
Qi Yuan Asset Management (H.K.) Limited 啟元資產管理(香港)有限公司 RO 9 02 March 2010 31 March 2010
Qi Yuan Asset Management (H.K.) Limited 啟元資產管理(香港)有限公司 RO 4 02 March 2010 31 March 2010
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 RE 1 16 April 2009 17 June 2009
SBI China Capital Securities Limited 軟庫中華金融證券有限公司 RE 1 16 April 2009 17 June 2009
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 4 23 January 2009 28 February 2009
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 1 05 October 2007 28 February 2009
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 RE 4 19 August 2005 01 February 2006
CITIC Frontier China Research Limited 中信投資研究有限公司 RE 4 21 July 2004 22 September 2004
Absolute Investment Management (HK) Limited 寶橋投資管理有限公司 RE 9 19 May 2003 04 August 2003
Absolute Investment Management (HK) Limited 寶橋投資管理有限公司 RE 4 19 May 2003 04 August 2003