SFC Licences of CHAN Suk Man 陳淑雯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 | RE | 9 | 26 November 2014 | 03 December 2020 |
EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 | RE | 4 | 11 November 2013 | 03 December 2020 |
EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 | RE | 1 | 11 November 2013 | 03 December 2020 |
BOCI Research Limited 中銀國際研究有限公司 | RE | 4 | 29 November 2007 | 03 November 2012 |
Daiwa Institute of Research (Hong Kong) Limited 大和總研(香港)有限公司 | RE | 4 | 14 September 2007 | 16 November 2007 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 4 | 28 June 2005 | 01 August 2007 |
Haitong International Research Limited 海通國際研究有限公司 | RE | 4 | 01 April 2003 | 07 June 2005 |