SFC Licenceholders of EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司
- christopher.wong@efgam.com
- Website
- www.efgam.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AFZAL Mozamil | RE | 1 | 26 October 2015 | 30 October 2015 |
| AHUJA Rasik Singh | RE | 1 | 21 October 2013 | 25 October 2013 |
| AHUJA Rasik Singh | RE | 4 | 21 October 2013 | 25 October 2013 |
| BANYATPIYAPHOD Nadanai | RE | 9 | 09 June 2021 | 31 December 2022 |
| BANYATPIYAPHOD Nadanai | RE | 4 | 09 June 2021 | 31 December 2022 |
| BANYATPIYAPHOD Nadanai | RE | 1 | 09 June 2021 | 31 December 2022 |
| BARNERT Radek | RO | 9 | 06 June 2008 | 30 June 2010 |
| BARNERT Radek | RO | 4 | 06 June 2008 | 30 June 2010 |
| CHAN Christopher Wing-Kai | RO | 9 | 29 January 2024 | |
| CHAN Christopher Wing-Kai | RO | 4 | 29 January 2024 | |
| CHAN Christopher Wing-Kai | RO | 1 | 29 January 2024 | |
| CHAN Christopher Wing-Kai | RE | 4 | 01 February 2017 | 29 January 2024 |
| CHAN Christopher Wing-Kai | RE | 1 | 01 February 2017 | 29 January 2024 |
| CHAN Christopher Wing-Kai | RE | 9 | 01 February 2017 | 29 January 2024 |
| CHAN Suk Man 陳淑雯 | RE | 1 | 11 November 2013 | 03 December 2020 |
| CHAN Suk Man 陳淑雯 | RE | 4 | 11 November 2013 | 03 December 2020 |
| CHAN Suk Man 陳淑雯 | RE | 9 | 26 November 2014 | 03 December 2020 |
| CHING Wai Han, Claudia 程惠嫻 | RE | 9 | 19 November 2013 | 30 December 2019 |
| CHING Wai Han, Claudia 程惠嫻 | RE | 1 | 19 November 2013 | 30 December 2019 |
| CHING Wai Han, Claudia 程惠嫻 | RE | 4 | 19 November 2013 | 30 December 2019 |
| CHIU Patrick Kwok Kong 趙國江 | RO | 1 | 30 August 2023 | |
| CHIU Patrick Kwok Kong 趙國江 | RO | 9 | 02 July 2019 | |
| CHIU Patrick Kwok Kong 趙國江 | RO | 4 | 02 July 2019 | |
| CHIU Patrick Kwok Kong 趙國江 | RE | 1 | 01 June 2015 | 30 August 2023 |
| CHIU Patrick Kwok Kong 趙國江 | RE | 9 | 01 June 2015 | 02 July 2019 |
| CHIU Patrick Kwok Kong 趙國江 | RE | 4 | 01 June 2015 | 02 July 2019 |
| CHIU Sai Kar Jaye 趙世嘉 | RO | 4 | 15 April 2015 | 21 August 2016 |
| CHIU Sai Kar Jaye 趙世嘉 | RE | 4 | 08 December 2014 | 15 April 2015 |
| CHIU Sai Kar Jaye 趙世嘉 | RO | 9 | 15 April 2015 | 21 August 2016 |
| CHIU Sai Kar Jaye 趙世嘉 | RO | 1 | 15 April 2015 | 21 August 2016 |
| CHIU Sai Kar Jaye 趙世嘉 | RE | 1 | 08 December 2014 | 15 April 2015 |
| CHIU Sai Kar Jaye 趙世嘉 | RE | 9 | 08 December 2014 | 15 April 2015 |
| CHIU Sin Chuen, Albert 趙善銓 | RO | 9 | 24 May 2012 | 30 November 2012 |
| CHIU Sin Chuen, Albert 趙善銓 | RO | 4 | 24 May 2012 | 30 November 2012 |
| CHIU Sin Chuen, Albert 趙善銓 | RO | 1 | 24 May 2012 | 30 November 2012 |
| CHULANI Rohit Madan Mohan | RE | 9 | 04 September 2009 | 30 June 2010 |
| CHULANI Rohit Madan Mohan | RE | 4 | 04 September 2009 | 30 June 2010 |
| CHUNG Cheng-yang 鍾正揚 | RE | 1 | 11 October 2013 | 20 February 2017 |
| CHUNG Cheng-yang 鍾正揚 | RE | 4 | 11 October 2013 | 20 February 2017 |
| CHUNG Cheng-yang 鍾正揚 | RE | 9 | 11 October 2013 | 20 February 2017 |
| COLEMAN Andrew Jonathan | RE | 4 | 11 July 2008 | 04 February 2009 |
| COLEMAN Andrew Jonathan | RE | 9 | 11 July 2008 | 04 February 2009 |
| FUNG Pik Man 馮碧雯 | RE | 1 | 30 October 2014 | 01 May 2015 |
| FUNG Pik Man 馮碧雯 | RE | 9 | 30 October 2014 | 01 May 2015 |
| FUNG Pik Man 馮碧雯 | RE | 4 | 30 October 2014 | 01 May 2015 |
| FUNG Pik Man 馮碧雯 | RE | 9 | 26 August 2011 | 27 September 2013 |
| FUNG Pik Man 馮碧雯 | RE | 1 | 26 August 2011 | 27 September 2013 |
| FUNG Pik Man 馮碧雯 | RE | 4 | 26 August 2011 | 27 September 2013 |
| HA Wing Lam Vivian 夏泳琳 | RE | 1 | 30 January 2014 | 14 April 2014 |
| HO Raymond Ka Wing 何家榮 | RE | 9 | 01 March 2017 | 26 May 2018 |
| HO Raymond Ka Wing 何家榮 | RE | 4 | 01 March 2017 | 26 May 2018 |
| HO Raymond Ka Wing 何家榮 | RE | 1 | 01 March 2017 | 26 May 2018 |
| KEE Tang Seng | RE | 9 | 04 September 2009 | 01 December 2010 |
| KEE Tang Seng | RE | 4 | 04 September 2009 | 01 December 2010 |
| KERRIDGE Hugh Copeland | RE | 9 | 23 June 2009 | 30 June 2010 |
| KERRIDGE Hugh Copeland | RE | 4 | 23 June 2009 | 30 June 2010 |
| LEE Chun Sing 李振聲 | RO | 9 | 16 May 2013 | 07 July 2019 |
| LEE Chun Sing 李振聲 | RO | 4 | 16 May 2013 | 07 July 2019 |
| LEE Chun Sing 李振聲 | RO | 1 | 16 May 2013 | 07 July 2019 |
| LEITHEAD Michael Anthony | RE | 1 | 26 October 2015 | 30 October 2015 |
| LEUNG Hoi Kit 梁凱傑 | RE | 1 | 25 July 2018 | |
| LEUNG Hoi Kit 梁凱傑 | RE | 4 | 25 July 2018 | |
| LEUNG Hoi Kit 梁凱傑 | RE | 9 | 25 July 2018 | |
| LI Sihui 李思卉 | RE | 9 | 27 April 2020 | |
| LI Sihui 李思卉 | RE | 4 | 27 April 2020 | |
| LI Sihui 李思卉 | RE | 1 | 27 April 2020 | |
| LIN Li | RE | 1 | 05 February 2014 | 08 October 2015 |
| LIN Li | RE | 4 | 05 February 2014 | 08 October 2015 |
| LUI Shu Hui Rebekah | RO | 9 | 23 May 2017 | 09 January 2019 |
| MOK Man Fai 莫文輝 | RO | 9 | 26 November 2012 | 07 July 2019 |
| MOK Man Fai 莫文輝 | RO | 4 | 26 November 2012 | 07 July 2019 |
| MOK Man Fai 莫文輝 | RO | 1 | 26 November 2012 | 07 July 2019 |
| MOK Man Fai 莫文輝 | RE | 9 | 23 July 2012 | 26 November 2012 |
| MOK Man Fai 莫文輝 | RE | 4 | 23 July 2012 | 26 November 2012 |
| MOK Man Fai 莫文輝 | RE | 1 | 23 July 2012 | 26 November 2012 |
| NARVEKAR Kalpit Manish | RE | 9 | 27 June 2023 | |
| NARVEKAR Kalpit Manish | RE | 4 | 27 June 2023 | |
| NARVEKAR Kalpit Manish | RE | 1 | 27 June 2023 | |
| OKITA Bradley | RO | 4 | 16 August 2011 | 29 May 2012 |
| OKITA Bradley | RO | 9 | 16 August 2011 | 29 May 2012 |
| OKITA Bradley | RO | 1 | 16 August 2011 | 29 May 2012 |
| OVERDIJK Harmen Christiaan | RO | 9 | 04 September 2012 | 22 August 2014 |
| OVERDIJK Harmen Christiaan | RO | 4 | 04 September 2012 | 22 August 2014 |
| OVERDIJK Harmen Christiaan | RO | 1 | 04 September 2012 | 22 August 2014 |
| OVERDIJK Harmen Christiaan | RE | 9 | 25 July 2012 | 04 September 2012 |
| OVERDIJK Harmen Christiaan | RE | 4 | 25 July 2012 | 04 September 2012 |
| OVERDIJK Harmen Christiaan | RE | 1 | 25 July 2012 | 04 September 2012 |
| PANCHAPAGESAN Arjun | RO | 4 | 02 July 2019 | |
| PANCHAPAGESAN Arjun | RO | 1 | 02 July 2019 | |
| PANCHAPAGESAN Arjun | RO | 9 | 28 February 2019 | |
| PETERS Sarah Emily Jane | RE | 9 | 06 June 2008 | 29 April 2009 |
| PETERS Sarah Emily Jane | RE | 4 | 06 June 2008 | 29 April 2009 |
| SALES Stephen Anthony | RO | 9 | 06 June 2008 | 06 June 2011 |
| SALES Stephen Anthony | RO | 4 | 06 June 2008 | 06 June 2011 |
| SARKIS David | RO | 9 | 06 February 2009 | 11 November 2009 |
| SARKIS David | RO | 4 | 06 February 2009 | 11 November 2009 |
| SARKIS David | RE | 9 | 15 December 2008 | 06 February 2009 |
| SARKIS David | RE | 4 | 15 December 2008 | 06 February 2009 |
| SHIU Hong Ki, Chris 邵康麒 | RE | 9 | 30 August 2011 | 22 November 2014 |
| SHIU Hong Ki, Chris 邵康麒 | RE | 1 | 30 August 2011 | 22 November 2014 |
| SHIU Hong Ki, Chris 邵康麒 | RE | 4 | 30 August 2011 | 22 November 2014 |
| SZE Kwok Wing Nigel 施國榮 | RO | 1 | 02 August 2012 | 26 February 2013 |
| SZE Kwok Wing Nigel 施國榮 | RO | 4 | 02 August 2012 | 26 February 2013 |
| SZE Kwok Wing Nigel 施國榮 | RO | 9 | 02 August 2012 | 26 February 2013 |
| TOWNSEND Lucian | RE | 9 | 02 January 2020 | 13 February 2023 |
| TOWNSEND Lucian | RE | 4 | 02 January 2020 | 13 February 2023 |
| TOWNSEND Lucian | RE | 1 | 02 January 2020 | 13 February 2023 |
| TSE Sze Man, Bonny 謝思敏 | RO | 4 | 02 July 2019 | |
| TSE Sze Man, Bonny 謝思敏 | RO | 1 | 21 August 2015 | |
| TSE Sze Man, Bonny 謝思敏 | RE | 9 | 21 May 2014 | |
| TSE Sze Man, Bonny 謝思敏 | RE | 1 | 21 May 2014 | 21 August 2015 |
| TSE Sze Man, Bonny 謝思敏 | RE | 4 | 21 May 2014 | 02 July 2019 |
| VACEK Karel | RO | 9 | 16 August 2011 | 30 September 2012 |
| VACEK Karel | RO | 4 | 16 August 2011 | 30 September 2012 |
| VACEK Karel | RO | 1 | 16 August 2011 | 30 September 2012 |
| WONG Dick Hong 黃迪康 | RE | 4 | 14 August 2015 | 22 October 2016 |
| WONG Dick Hong 黃迪康 | RE | 1 | 14 August 2015 | 22 October 2016 |
| WONG Yuk Man 汪毓忞 | RE | 1 | 03 April 2024 | |
| WONG Yuk Man 汪毓忞 | RE | 4 | 03 April 2024 | |
| YAN Yichen 鄢一琛 | RE | 9 | 06 May 2022 | |
| YAN Yichen 鄢一琛 | RE | 4 | 06 May 2022 | |
| YAN Yichen 鄢一琛 | RE | 1 | 06 May 2022 | |
| YANG Ching-Yao 楊景堯 | RE | 1 | 26 January 2024 | |
| YANG Ching-Yao 楊景堯 | RE | 4 | 26 January 2024 | |
| YANG Ching-Yao 楊景堯 | RE | 9 | 26 January 2024 | |
| YAU Stephanie Carmen 邱嘉雯 | RE | 9 | 08 March 2018 | 24 August 2018 |
| YAU Stephanie Carmen 邱嘉雯 | RE | 4 | 08 March 2018 | 24 August 2018 |