SFC Licences of LO Seak Kwan 羅雪坤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 1 | 02 March 2010 | 31 May 2013 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 01 April 2003 | 11 August 2008 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 01 April 2003 | 22 September 2003 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 6 | 01 April 2003 | 22 September 2003 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 7 | 01 April 2003 | 22 September 2003 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 9 | 01 April 2003 | 22 September 2003 |