SFC Licences of YEN Chang Chi, George 嚴昌麒

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 RO 6 31 March 2020
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 RO 1 31 March 2020
Oversea-Chinese Banking Corporation Limited 華僑銀行 4 26 July 2013
Oversea-Chinese Banking Corporation Limited 華僑銀行 1 26 July 2013
Oversea-Chinese Banking Corporation Limited 華僑銀行 6 17 June 2013
DBS Asia Capital Limited 星展亞洲融資有限公司 RE 6 23 October 2006 12 December 2012
DBS Asia Capital Limited 星展亞洲融資有限公司 RE 4 23 October 2006 12 December 2012
DBS Asia Capital Limited 星展亞洲融資有限公司 RE 1 23 October 2006 12 December 2012
Guotai Junan Capital Limited 國泰君安融資有限公司 RE 6 02 June 2005 22 September 2006
PricewaterhouseCoopers Corporate Finance Limited RE 6 01 April 2003 27 May 2005