SFC Licences of YEN Chang Chi, George 嚴昌麒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RO | 6 | 31 March 2020 | |
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RO | 1 | 31 March 2020 | |
Oversea-Chinese Banking Corporation Limited 華僑銀行 | 4 | 26 July 2013 | ||
Oversea-Chinese Banking Corporation Limited 華僑銀行 | 1 | 26 July 2013 | ||
Oversea-Chinese Banking Corporation Limited 華僑銀行 | 6 | 17 June 2013 | ||
DBS Asia Capital Limited 星展亞洲融資有限公司 | RE | 6 | 23 October 2006 | 12 December 2012 |
DBS Asia Capital Limited 星展亞洲融資有限公司 | RE | 4 | 23 October 2006 | 12 December 2012 |
DBS Asia Capital Limited 星展亞洲融資有限公司 | RE | 1 | 23 October 2006 | 12 December 2012 |
Guotai Junan Capital Limited 國泰君安融資有限公司 | RE | 6 | 02 June 2005 | 22 September 2006 |
PricewaterhouseCoopers Corporate Finance Limited | RE | 6 | 01 April 2003 | 27 May 2005 |