SFC Licences of HO Ching Man, Teresa 何靜文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SDHG International Asset Management Limited 山高國際資產管理有限公司 | RO | 6 | 23 February 2021 | |
| Mason Global Capital Limited 茂宸環球資本有限公司 | RO | 6 | 21 March 2019 | 28 July 2020 |
| Mason Securities Limited 茂宸證券有限公司 | RE | 1 | 22 October 2018 | 28 July 2020 |
| Mason Global Capital Limited 茂宸環球資本有限公司 | RE | 6 | 25 May 2018 | 21 March 2019 |
| Mason Securities Limited 茂宸證券有限公司 | RE | 6 | 09 April 2018 | 23 May 2018 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 | RE | 6 | 31 July 2012 | 29 January 2018 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 6 | 10 January 2008 | 09 July 2012 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 | RE | 6 | 26 April 2004 | 13 September 2006 |
| Joy Silver Limited 喜銀有限公司 | RE | 6 | 01 April 2003 | 15 April 2004 |