SFC Licences of LEE Tak Mong, Felix 李德望

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Plutus Securities Limited 貝德斯證券有限公司	RO	1	17 February 2023
Plutus Asset Management Limited 貝德斯資產管理有限公司	RE	9	15 September 2022
Plutus Securities Limited 貝德斯證券有限公司	RE	1	14 April 2022	17 February 2023
Plutus Asset Management Limited 貝德斯資產管理有限公司	RE	4	14 April 2022
DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司	RE	4	17 August 2021	31 March 2022
DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司	RE	1	17 August 2021	31 March 2022
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司	RE	4	02 March 2015	03 August 2021
MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司	RE	2	08 July 2013	03 August 2021
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司	RE	1	08 July 2013	03 August 2021
Partners Capital Securities Limited 博大證券有限公司	RE	1	23 November 2011	30 June 2013
Huarong International Securities Limited 華融國際證券有限公司	RE	4	16 June 2011	08 October 2011
United Simsen Forex Dealers Limited 天行聯合滙業有限公司	RE	3	11 May 2011	08 October 2011
Huarong International Securities Limited 華融國際證券有限公司	RE	2	06 April 2011	08 October 2011
Huarong International Securities Limited 華融國際證券有限公司	RE	1	06 April 2011	08 October 2011
CIS Securities Asset Management Limited 順安證券資產管理有限公司	RE	2	06 December 2010	26 March 2011
CIS Securities Asset Management Limited 順安證券資產管理有限公司	RE	1	06 December 2010	26 March 2011
Arta Asset Management Limited 裕承資產管理有限公司	RE	4	28 September 2010	01 December 2010
Enlighten Futures Limited 名匯期貨有限公司	RE	2	14 July 2010	01 December 2010
Arta Asset Management Limited 裕承資產管理有限公司	RE	1	29 April 2010	01 December 2010
Enlighten Securities Limited 名匯證券有限公司	RE	1	29 April 2010	01 December 2010
Hong Kong Forex Investment Limited 香港外匯投資有限公司	RE	3	02 January 2007	20 September 2008
Cinda International Investment Management Limited 信達國際投資管理有限公司	RE	3	01 April 2003	01 November 2006