SFC Licences of LAM Wai Shing 林偉成
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Hermes Securities Limited 凱敏證券有限公司 | RE | 1 | 21 October 2005 | 20 April 2010 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 01 April 2003 | 27 September 2005 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 01 April 2003 | 16 March 2004 |
| CLSA Limited 中信里昂證券有限公司 | RE | 6 | 01 April 2003 | 16 March 2004 |
| CLSA Limited 中信里昂證券有限公司 | RE | 9 | 01 April 2003 | 16 March 2004 |