SFC Licences of CHAN Mei Mei 陳美薇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 21 June 2021 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 24 April 2017 | 21 June 2021 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 24 April 2017 | 02 October 2017 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 2 | 17 September 2015 | 05 October 2015 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 17 September 2015 | 05 October 2015 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 20 June 2011 | 12 September 2015 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 01 September 2009 | 12 September 2015 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 01 September 2009 | 03 October 2012 |
Sun Life Hong Kong Limited 香港永明金融有限公司 | RE | 4 | 01 April 2003 | 26 August 2003 |
Sun Life Hong Kong Limited 香港永明金融有限公司 | RE | 6 | 01 April 2003 | 26 August 2003 |
Sun Life Hong Kong Limited 香港永明金融有限公司 | RE | 9 | 01 April 2003 | 26 August 2003 |