SFC Licences of CHAN Mei Mei 陳美薇

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 03 October 2017 21 June 2021
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 24 April 2017 21 June 2021
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 24 April 2017 02 October 2017
BOCOM International Securities Limited 交銀國際證券有限公司 RE 2 17 September 2015 05 October 2015
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 17 September 2015 05 October 2015
BOCI Securities Limited 中銀國際證券有限公司 RE 2 20 June 2011 12 September 2015
BOCI Securities Limited 中銀國際證券有限公司 RE 1 01 September 2009 12 September 2015
BOCI Securities Limited 中銀國際證券有限公司 RE 4 01 September 2009 03 October 2012
Sun Life Hong Kong Limited 香港永明金融有限公司 RE 4 01 April 2003 26 August 2003
Sun Life Hong Kong Limited 香港永明金融有限公司 RE 6 01 April 2003 26 August 2003
Sun Life Hong Kong Limited 香港永明金融有限公司 RE 9 01 April 2003 26 August 2003