SFC Licences of CHAN Yee Man 陳綺雯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 | RE | 2 | 11 July 2013 | 02 October 2013 |
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 4 | 11 July 2013 | 02 October 2013 |
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 1 | 05 June 2013 | 02 October 2013 |
ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 1 | 10 September 2012 | 14 May 2013 |
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 2 | 09 May 2011 | 29 August 2012 |
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 1 | 09 June 2010 | 29 August 2012 |
Bank Consortium Trust Company Limited 銀聯信託有限公司 | RE | 4 | 08 May 2004 | 05 September 2005 |