SFC Licences of XI Xuanhua 席絢樺

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 RO 6 01 February 2023
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 RO 1 01 February 2023
BOCOM International Asset Management Limited 交銀國際資產管理有限公司 RO 4 01 February 2023
BOCOM International Asset Management Limited 交銀國際資產管理有限公司 RO 1 01 February 2023
BOCOM International Asset Management Limited 交銀國際資產管理有限公司 RO 9 20 December 2019
BOCOM International Securities Limited 交銀國際證券有限公司 RO 5 29 August 2018
BOCOM International Securities Limited 交銀國際證券有限公司 RO 4 29 August 2018
BOCOM International Asset Management Limited 交銀國際資產管理有限公司 RE 9 16 November 2017 20 December 2019
BOCOM International Futures Limited 交銀國際期貨有限公司 RO 5 19 June 2017 19 September 2018
BOCOM International Futures Limited 交銀國際期貨有限公司 RO 2 19 June 2017 19 September 2018
BOCOM International Securities Limited 交銀國際證券有限公司 RO 2 15 January 2016
BOCOM International Securities Limited 交銀國際證券有限公司 RE 5 14 January 2016 09 January 2018
BOCOM International Holdings Company Limited 交銀國際控股有限公司 RO 1 03 March 2008 03 March 2008
BOCOM International Securities Limited 交銀國際證券有限公司 RO 1 03 March 2008
BOCOM International Securities Limited 交銀國際證券有限公司 RE 2 12 September 2007 15 January 2016
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 12 September 2007 03 March 2008
BOCOM International Holdings Company Limited 交銀國際控股有限公司 RE 2 22 November 2005 03 March 2008
BOCOM International Holdings Company Limited 交銀國際控股有限公司 RE 1 22 August 2005 03 March 2008
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 RE 2 01 December 2004 22 August 2005
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 1 01 April 2003 22 August 2005
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 6 01 April 2003 09 January 2004
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 9 01 April 2003 09 January 2004
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 4 01 April 2003 09 January 2004