SFC Licences of LEE David 李家偉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Ming Yang Capital Limited 銘洋資本有限公司 RO 9 25 July 2022 28 February 2024
Ming Yang Capital Limited 銘洋資本有限公司 RO 4 25 July 2022 28 February 2024
Antai Securities Limited 安泰證券有限公司 RO 9 21 April 2021 24 June 2022
Antai Securities Limited 安泰證券有限公司 RO 4 21 April 2021 24 June 2022
Central Wealth Securities Investment Limited 中達證券投資有限公司 RE 1 23 May 2019 16 March 2021
Central Wealth Asset Management Limited 中達資產管理有限公司 RO 9 13 November 2018 16 March 2021
Central Wealth Asset Management Limited 中達資產管理有限公司 RO 4 13 November 2018 16 March 2021
BCCF Securities Co., Limited 文心証券有限公司 RO 9 13 March 2017 30 September 2018
BCCF Securities Co., Limited 文心証券有限公司 RO 4 13 March 2017 30 September 2018
BCCF Securities Co., Limited 文心証券有限公司 RE 9 21 February 2017 13 March 2017
BCCF Securities Co., Limited 文心証券有限公司 RE 4 21 February 2017 13 March 2017
Topaz Capital Management Limited 瑭明資本管理有限公司 RO 9 27 July 2016 31 January 2017
Gulf Line Capital Advisors Limited 鋯藍資本顧問有限公司 RO 9 27 August 2015 30 June 2016
Gulf Line Capital Advisors Limited 鋯藍資本顧問有限公司 RO 4 27 August 2015 30 June 2016
Matrix Asset Management Limited 矩陣資產管理有限公司 RO 9 05 June 2014 31 July 2015
Matrix Asset Management Limited 矩陣資產管理有限公司 RO 4 05 June 2014 31 July 2015
SIIC Asset Management Company Limited 上海實業資產管理有限公司 RO 9 29 September 2008 13 May 2013