SFC Licences of KIM Susan Eun
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 10 October 2008 | 30 March 2013 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 10 October 2008 | 30 March 2013 |
| Lehman Brothers Futures Asia Limited | RE | 2 | 14 August 2008 | 29 September 2008 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 2 | 14 August 2008 | 29 September 2008 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 14 August 2008 | 29 September 2008 |
| Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 | RE | 1 | 14 August 2008 | 29 September 2008 |
| UBS Securities Hong Kong Limited | RE | 1 | 14 December 2006 | 07 May 2008 |
| UBS Securities Asia Limited | RE | 2 | 31 March 2005 | 07 May 2008 |
| UBS Securities Asia Limited | RE | 1 | 01 April 2003 | 07 May 2008 |
| UBS Securities Asia Limited | RE | 4 | 01 April 2003 | 03 March 2005 |
| UBS Securities Asia Limited | RE | 6 | 01 April 2003 | 03 March 2005 |
| UBS Securities Asia Limited | RE | 9 | 01 April 2003 | 03 March 2005 |