SFC Licences of CHUNG Siu Har 鍾小霞
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 03 October 2017 | |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 23 March 2015 | 02 October 2017 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 23 March 2015 | 02 October 2017 |
KGI Asset Management Limited 凱基資產管理有限公司 | RE | 4 | 07 August 2013 | 23 June 2022 |
KGI Asset Management Limited 凱基資產管理有限公司 | RE | 1 | 07 August 2013 | 23 June 2022 |
KGI Asset Management Limited 凱基資產管理有限公司 | RE | 6 | 07 August 2013 | 22 November 2016 |
T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 | RE | 4 | 01 April 2003 | 17 October 2013 |
T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 | RE | 6 | 01 April 2003 | 17 October 2013 |