SFC Licences of CORRY Stephen Alexander
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| LGT Investment Management (Asia) Limited | RE | 4 | 20 May 2011 | 14 December 2017 |
| LGT Investment Management (Asia) Limited | RE | 1 | 15 April 2011 | 14 December 2017 |
| Merrill Lynch Far East Limited | RE | 2 | 31 August 2010 | 11 January 2011 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 15 October 2007 | 31 August 2010 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 April 2003 | 11 January 2011 |
| Merrill Lynch (Asia Pacific) Limited | RE | 7 | 01 April 2003 | 23 March 2005 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 01 April 2003 | 23 March 2005 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 01 April 2003 | 23 March 2005 |
| Merrill Lynch (Asia Pacific) Limited | RE | 9 | 01 April 2003 | 25 January 2005 |