SFC Licences of CHUNG Cheuk Man 鍾卓文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| LGT Investment Management (Asia) Limited | RE | 1 | 14 July 2017 | 05 July 2018 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 4 | 10 July 2009 | 20 April 2010 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 1 | 10 July 2009 | 20 April 2010 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 9 | 01 April 2003 | 10 December 2003 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 5 | 01 April 2003 | 10 December 2003 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 01 April 2003 | 10 December 2003 |