SFC Licences of SHEN Hung Yat, Allan 沈鴻逸

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
SG Securities (HK) Limited 法國興業證券(香港)有限公司	RE	2	23 November 2018
SG Securities (HK) Limited 法國興業證券(香港)有限公司	RE	1	23 November 2018
UBS Securities Asia Limited	RE	2	16 October 2017	22 November 2017
UBS Securities Asia Limited	RE	1	16 October 2017	22 November 2017
SG Securities (HK) Limited 法國興業證券(香港)有限公司	RE	2	01 February 2016	05 July 2017
SG Securities (HK) Limited 法國興業證券(香港)有限公司	RE	1	01 February 2016	05 July 2017
Newedge Broker Hong Kong Limited 新際經紀香港有限公司	RE	2	20 July 2015	29 July 2016
SG Asset Finance (Hong Kong) Limited	RE	2	20 July 2015	29 April 2016
SG Asset Finance (Hong Kong) Limited	RE	1	20 July 2015	29 April 2016
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司	RE	1	08 January 2013	06 July 2015
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司	RE	2	03 December 2012	06 July 2015
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司	RE	2	06 July 2009	29 September 2012
HSBC Futures (Singapore) Pte Ltd	RE	5	06 July 2009	23 March 2012
HSBC Futures (Singapore) Pte Ltd	RE	2	06 July 2009	23 March 2012
Morgan Stanley Hong Kong Futures Limited	RE	7	01 August 2007	13 February 2009
Morgan Stanley Hong Kong Futures Limited	RE	2	01 August 2007	13 February 2009
Morgan Stanley Hong Kong Securities Limited	RE	1	01 August 2007	13 February 2009
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	7	01 August 2007	13 February 2009
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	1	01 August 2007	13 February 2009
UBS Derivatives Hong Kong Limited	RE	2	02 October 2006	30 June 2007
UBS Securities Asia Limited	RE	2	02 October 2006	30 June 2007
UBS Securities Asia Limited	RE	1	02 October 2006	30 June 2007
UBS Securities Hong Kong Limited	RE	1	02 October 2006	30 June 2007
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司	RE	1	03 March 2005	30 September 2006
RBS Asia Futures Limited 蘇皇金融期貨亞洲有限公司	RE	2	13 August 2003	30 September 2006
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司	RE	9	01 April 2003	01 August 2003
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司	RE	2	01 April 2003	01 August 2003
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司	RE	5	01 April 2003	01 August 2003
HSBC Futures (Singapore) Pte Ltd	RE	9	01 April 2003	01 August 2003
HSBC Futures (Singapore) Pte Ltd	RE	2	01 April 2003	01 August 2003
HSBC Futures (Singapore) Pte Ltd	RE	5	01 April 2003	01 August 2003