SFC Licences of WONG Tsz Ming, Rico 黃梓銘
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Open Securities Limited 開盤證券有限公司 | RE | 2 | 30 April 2013 | 01 November 2016 |
| Open Securities Limited 開盤證券有限公司 | RE | 1 | 30 April 2013 | 01 November 2016 |
| Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 | RE | 2 | 04 July 2012 | 03 April 2013 |
| Success Securities Limited 實德證券有限公司 | RE | 1 | 04 July 2012 | 03 April 2013 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 01 April 2003 | 22 April 2004 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 5 | 01 April 2003 | 27 February 2004 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 9 | 01 April 2003 | 27 February 2004 |