SFC Licences of NIP Chun Pong 聶振邦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Blackwell Global Securities Limited 博威環球證劵有限公司 | RE | 4 | 07 July 2023 | |
Blackwell Global Securities Limited 博威環球證劵有限公司 | RE | 1 | 07 July 2023 | |
Valuable Capital Limited 華盛資本証券有限公司 | RE | 4 | 15 March 2021 | 12 January 2023 |
Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 | RE | 4 | 31 July 2017 | 13 July 2020 |
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 | RE | 4 | 18 April 2005 | 28 July 2005 |
Prudential Assurance Company Limited, The 英國保誠保險有限公司 | RE | 4 | 01 April 2003 | 31 March 2005 |
Prudential Assurance Company Limited, The 英國保誠保險有限公司 | RE | 6 | 01 April 2003 | 21 March 2005 |
Prudential Assurance Company Limited, The 英國保誠保險有限公司 | RE | 9 | 01 April 2003 | 21 March 2005 |