SFC Licences of CHIN Lok Ki 錢樂琪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 04 November 2009 | 24 April 2010 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 04 November 2009 | 24 April 2010 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 | RE | 2 | 04 April 2005 | 05 February 2007 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 07 February 2005 | 05 February 2007 |