SFC Licences of LUI Ka Yin 呂家妍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 | RE | 1 | 02 April 2004 | 28 September 2005 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 | RE | 6 | 01 April 2003 | 30 May 2003 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 | RE | 9 | 01 April 2003 | 30 May 2003 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 | RE | 4 | 01 April 2003 | 30 May 2003 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 | RE | 1 | 01 April 2003 | 30 May 2003 |