SFC Licences of PENG Ann Han 彭菡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 21 September 2006 | 23 February 2010 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 21 September 2006 | 23 February 2010 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 15 August 2006 | 23 February 2010 |
| Hamon Asset Management Limited | RE | 4 | 28 June 2005 | 01 August 2006 |
| Hamon Investment Management Limited | RE | 4 | 28 June 2005 | 01 August 2006 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 30 October 2003 | 01 February 2005 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 | RE | 9 | 01 April 2003 | 05 September 2003 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 | RE | 6 | 01 April 2003 | 05 September 2003 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 | RE | 4 | 01 April 2003 | 05 September 2003 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 | RE | 1 | 01 April 2003 | 05 September 2003 |