SFC Licences of LEE Francis 李紀綱
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ADS Securities Hong Kong Limited 阿布扎比證券香港有限公司 | RO | 4 | 25 August 2017 | 05 November 2020 |
| ADS Securities Hong Kong Limited 阿布扎比證券香港有限公司 | RO | 2 | 25 May 2016 | 08 November 2022 |
| ADS Securities Hong Kong Limited 阿布扎比證券香港有限公司 | RO | 1 | 25 May 2016 | 08 November 2022 |
| ADS Securities Hong Kong Limited 阿布扎比證券香港有限公司 | RO | 3 | 15 September 2015 | 08 November 2022 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RO | 2 | 17 May 2012 | 08 August 2014 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RO | 3 | 19 January 2011 | 08 August 2014 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RO | 1 | 19 January 2011 | 08 August 2014 |
| Rakuten Securities Hong Kong Limited 樂天證券香港有限公司 | RE | 3 | 20 March 2009 | 04 August 2009 |
| Rakuten Securities Hong Kong Limited 樂天證券香港有限公司 | RO | 3 | 14 July 2006 | 20 March 2009 |
| Rakuten Securities Hong Kong Limited 樂天證券香港有限公司 | RE | 3 | 01 April 2003 | 14 July 2006 |