SFC Licences of IU Yam San 余蔭燊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 RE 9 20 September 2016
Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 RE 4 20 September 2016
Vision Capital Investment Management Limited 遠信資本投資管理有限公司 RE 9 18 March 2004 05 February 2007
Vision Capital Investment Management Limited 遠信資本投資管理有限公司 RE 1 18 March 2004 05 February 2007
Vision Capital Investment Management Limited 遠信資本投資管理有限公司 RE 5 18 March 2004 30 July 2004
Vision Capital Investment Management Limited 遠信資本投資管理有限公司 RE 4 18 March 2004 30 July 2004
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 1 07 June 2003 06 April 2006
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 5 07 June 2003 30 July 2004
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 9 01 April 2003 06 April 2006
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 4 01 April 2003 30 July 2004
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 6 01 April 2003 29 April 2003