SFC Licences of ZHAO Yan 趙彥
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Corporate Finance (Hong Kong) Limited | RO | 6 | 05 September 2019 | 29 November 2021 |
| HSBC Corporate Finance (Hong Kong) Limited | RE | 6 | 25 April 2014 | 05 September 2019 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 | RE | 6 | 07 April 2005 | 21 April 2006 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 31 March 2004 | 03 May 2004 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 | RE | 9 | 01 April 2003 | 13 September 2003 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 | RE | 6 | 01 April 2003 | 13 September 2003 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 | RE | 4 | 01 April 2003 | 13 September 2003 |