SFC Licences of CHAN Sai Ching 陳世清

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Cape Asset Management Limited 海角資產管理有限公司 RE 5 12 January 2007 31 January 2024
China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 RE 2 12 January 2007 24 July 2017
China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 RE 5 12 January 2007 07 July 2017
Cape Asset Management Limited 海角資產管理有限公司 RE 9 11 July 2005 31 January 2024
Cape Asset Management Limited 海角資產管理有限公司 RE 4 11 July 2005 31 January 2024
Cape Asset Management Limited 海角資產管理有限公司 RE 6 11 July 2005 15 October 2014
China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 RE 1 01 April 2003 10 August 2017
China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 RE 4 01 April 2003 10 August 2017
China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 RE 9 01 April 2003 10 August 2017
China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 RE 6 01 April 2003 15 October 2014