SFC licenceholder AIQ967 ZHANG Xuan 張璇

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 09 July 2020

Institution Role Licences Start date End date
TCW Asia Limited 威信基金管理有限公司 RO [1] (Dealing in Securities) 14 April 2020
TCW Asia Limited 威信基金管理有限公司 RE [1] (Dealing in Securities) 11 March 2020 14 April 2020
BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 RO [1] (Dealing in Securities), [4] (Advising on Securities), [9] (Asset Management) 20 April 2015 22 November 2019
BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities), [9] (Asset Management) 03 December 2014 20 April 2015
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RO [1] (Dealing in Securities), [4] (Advising on Securities), [9] (Asset Management) 16 July 2014 25 November 2014
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE [9] (Asset Management) 25 April 2014 16 July 2014
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities) 02 September 2011 16 July 2014
Merian Global Investors (Asia Pacific) Limited 先機環球投資(亞太)有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities) 01 April 2003 31 August 2008