SFC Licences of HAR Vivian 夏慧芸

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
NNIP Hong Kong Limited RE 1 01 August 2007 19 July 2008
NNIP Hong Kong Limited RE 4 23 July 2007 19 July 2008
Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 RE 4 07 May 2007 08 June 2007
Nikko Asset Management Hong Kong Limited 日興資產管理香港有限公司 RE 4 25 May 2005 18 April 2007
BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司 RE 4 14 October 2004 19 April 2005
BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司 RE 1 14 October 2004 19 April 2005
Standard Chartered Trustee (Hong Kong) Limited RE 1 01 April 2003 02 April 2003
Standard Chartered Trustee (Hong Kong) Limited RE 4 01 April 2003 02 April 2003
Standard Chartered Trustee (Hong Kong) Limited RE 9 01 April 2003 02 April 2003