SFC Licences of YIU Suk Fan, Monica 姚淑芬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Oreana Financial Services Limited 澳利亞金融服務有限公司 | RE | 9 | 05 May 2017 | |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 | RE | 4 | 05 May 2017 | |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 | RE | 1 | 05 May 2017 | |
| First Fidelity Capital (International) Limited | RE | 9 | 20 October 2014 | 05 April 2017 |
| First Fidelity Capital (International) Limited | RE | 4 | 20 October 2014 | 05 April 2017 |
| First Fidelity Capital (International) Limited | RE | 1 | 20 October 2014 | 05 April 2017 |
| Pyrmont Wealth Management Limited 本盟財富管理有限公司 | RE | 9 | 25 October 2013 | 19 September 2014 |
| Pyrmont Wealth Management Limited 本盟財富管理有限公司 | RE | 4 | 25 October 2013 | 19 September 2014 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 | RE | 1 | 22 January 2010 | 25 May 2012 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 | RE | 4 | 15 August 2006 | 25 May 2012 |
| Network Financial Services Limited 萬匯理財策劃有限公司 | RE | 4 | 02 June 2003 | 01 June 2006 |