SFC Licences of LAU Matthew Kai Cheong 劉啟昌
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Chater Capital Advisors (Hong Kong) Limited | RO | 9 | 19 February 2010 | 30 March 2010 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 7 | 05 November 2008 | 11 December 2008 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 05 November 2008 | 11 December 2008 |
Credit Suisse Futures (Hong Kong) Limited | RE | 7 | 12 December 2007 | 11 December 2008 |
Credit Suisse Futures (Hong Kong) Limited | RE | 2 | 12 December 2007 | 11 December 2008 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 01 April 2003 | 11 December 2008 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 7 | 01 April 2003 | 22 August 2003 |