SFC Licences of CHENG Yuen Yi, Judy 鄭宛儀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| First Shanghai Futures Limited 第一上海期貨有限公司 | RE | 2 | 28 July 2003 | 06 July 2005 |
| First Shanghai Futures Limited 第一上海期貨有限公司 | RE | 7 | 28 July 2003 | 05 September 2003 |
| First Shanghai Securities Limited 第一上海證券有限公司 | RE | 1 | 01 April 2003 | 06 July 2005 |
| First Shanghai Securities Limited 第一上海證券有限公司 | RE | 7 | 01 April 2003 | 02 September 2003 |
| First Shanghai Securities Limited 第一上海證券有限公司 | RE | 9 | 01 April 2003 | 26 July 2003 |
| First Shanghai Securities Limited 第一上海證券有限公司 | RE | 4 | 01 April 2003 | 26 July 2003 |
| First Shanghai Securities Limited 第一上海證券有限公司 | RE | 6 | 01 April 2003 | 26 July 2003 |